上(shang)海證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)成立于1990年11月(yue)26日(ri),同年12月(yue)19日(ri)開業(ye),受中國證(zheng)(zheng)(zheng)監(jian)會(hui)監(jian)督(du)和管理。上(shang)海證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)致力于創造透明、開放、安全、高效(xiao)的(de)(de)(de)市(shi)場(chang)環境(jing),主(zhu)要職(zhi)能包括:提(ti)供證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi)的(de)(de)(de)場(chang)所(suo)、設(she)施和服務;制定和修改證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi)所(suo)的(de)(de)(de)業(ye)務規則(ze);審核、安排證(zheng)(zheng)(zheng)券(quan)上(shang)市(shi)交(jiao)(jiao)(jiao)易(yi),決(jue)定證(zheng)(zheng)(zheng)券(quan)暫(zan)停、恢(hui)復(fu)、終止和重新上(shang)市(shi);提(ti)供非公開發行(xing)證(zheng)(zheng)(zheng)券(quan)轉讓服務;組織和監(jian)督(du)證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)(jiao)易(yi);對會(hui)員進(jin)行(xing)監(jian)管;對證(zheng)(zheng)(zheng)券(quan)上(shang)市(shi)交(jiao)(jiao)(jiao)易(yi)公司及相關信息(xi)披露義(yi)務人進(jin)行(xing)監(jian)管;對證(zheng)(zheng)(zheng)券(quan)服務機構為(wei)證(zheng)(zheng)(zheng)券(quan)上(shang)市(shi)、交(jiao)(jiao)(jiao)易(yi)等提(ti)供服務的(de)(de)(de)行(xing)為(wei)進(jin)行(xing)監(jian)管;管理和公布(bu)市(shi)場(chang)信息(xi);開展投資者(zhe)教育和保護;法(fa)律、行(xing)政法(fa)規規定及中國證(zheng)(zheng)(zheng)監(jian)會(hui)許可(ke)、授(shou)權或委托(tuo)的(de)(de)(de)其他(ta)職(zhi)能。
上(shang)(shang)海(hai)證券交(jiao)易所下(xia)設辦(ban)(ban)(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(黨委(wei)(wei)辦(ban)(ban)(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)室(shi)、理(li)(li)(li)事會辦(ban)(ban)(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)室(shi))、人(ren)力資(zi)源部(bu)(bu)(黨委(wei)(wei)組(zu)(zu)織部(bu)(bu))、黨建(jian)辦(ban)(ban)(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(黨委(wei)(wei)宣傳(chuan)部(bu)(bu))、紀檢監(jian)(jian)(jian)(jian)察(cha)辦(ban)(ban)(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)室(shi)、交(jiao)易管(guan)(guan)理(li)(li)(li)部(bu)(bu)、發(fa)行上(shang)(shang)市服(fu)(fu)務(wu)中心(xin)、科創(chuang)板(ban)上(shang)(shang)市審(shen)核中心(xin)、上(shang)(shang)市公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)監(jian)(jian)(jian)(jian)管(guan)(guan)一部(bu)(bu)、上(shang)(shang)市公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)監(jian)(jian)(jian)(jian)管(guan)(guan)二部(bu)(bu)、科創(chuang)板(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)監(jian)(jian)(jian)(jian)管(guan)(guan)部(bu)(bu)、監(jian)(jian)(jian)(jian)管(guan)(guan)執行部(bu)(bu)、巡回審(shen)理(li)(li)(li)協作部(bu)(bu)、會員部(bu)(bu)、債券業務(wu)中心(xin)、國際(ji)發(fa)展部(bu)(bu)、產品創(chuang)新中心(xin)、市場(chang)(chang)監(jian)(jian)(jian)(jian)察(cha)一部(bu)(bu)、市場(chang)(chang)監(jian)(jian)(jian)(jian)察(cha)二部(bu)(bu)、法律部(bu)(bu)、投資(zi)者(zhe)服(fu)(fu)務(wu)部(bu)(bu)、企業培訓部(bu)(bu)、技術管(guan)(guan)理(li)(li)(li)部(bu)(bu)、信(xin)息管(guan)(guan)理(li)(li)(li)部(bu)(bu)、北京中心(xin)、財務(wu)部(bu)(bu)、內審(shen)部(bu)(bu)(監(jian)(jian)(jian)(jian)事會辦(ban)(ban)(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)室(shi))、資(zi)本(ben)市場(chang)(chang)研究所、博物(wu)館保障部(bu)(bu)、香港(gang)辦(ban)(ban)(ban)(ban)事處、倫(lun)敦辦(ban)(ban)(ban)(ban)事處等(deng)30個內設部(bu)(bu)門,基建(jian)工作小(xiao)(xiao)組(zu)(zu)(與竹園(yuan)(yuan)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)合署)、自貿區交(jiao)易平臺(tai)籌(chou)備(bei)工作小(xiao)(xiao)組(zu)(zu)等(deng)2個臨時工作小(xiao)(xiao)組(zu)(zu),以及(ji)上(shang)(shang)交(jiao)所技術有(you)(you)限(xian)責(ze)任(ren)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)證所信(xin)息網絡有(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)海(hai)上(shang)(shang)證金(jin)融服(fu)(fu)務(wu)有(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)海(hai)竹園(yuan)(yuan)工程管(guan)(guan)理(li)(li)(li)有(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)證信(xin)息技術有(you)(you)限(xian)責(ze)任(ren)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、中國投資(zi)信(xin)息有(you)(you)限(xian)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)證數據服(fu)(fu)務(wu)有(you)(you)限(xian)責(ze)任(ren)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)等(deng)7家(jia)控股(gu)子(zi)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si),通(tong)過其合理(li)(li)(li)分工和(he)協調運作,有(you)(you)效擔當(dang)起證券市場(chang)(chang)組(zu)(zu)織者(zhe)、監(jian)(jian)(jian)(jian)管(guan)(guan)者(zhe)的角色(se)。此外,上(shang)(shang)海(hai)證券交(jiao)易所還參(can)股(gu)了17家(jia)公(gong)(gong)(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(機構)。
上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易所已發(fa)展成為擁(yong)有(you)股(gu)票、債(zhai)券(quan)(quan)(quan)、基金、衍生品(pin)四(si)大(da)類證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易品(pin)種、市場(chang)結構(gou)較為完整(zheng)的(de)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易所;擁(yong)有(you)可(ke)(ke)支撐上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)市場(chang)高效(xiao)穩健(jian)運行的(de)交(jiao)易系統及基礎通信(xin)設(she)施;擁(yong)有(you)可(ke)(ke)確保上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)市場(chang)規范有(you)序(xu)運作、效(xiao)能(neng)顯著的(de)自律監管體系。依托這些優勢,上(shang)海(hai)(hai)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)市場(chang)的(de)規模和投(tou)資者群(qun)體也在迅速(su)壯大(da)。
截至(zhi)2018年末(mo),滬市(shi)(shi)上市(shi)(shi)公司家(jia)(jia)數達1450家(jia)(jia),總市(shi)(shi)值27.0萬(wan)億(yi)(yi)(yi)(yi)元(yuan);2018年全(quan)年股票累(lei)計成交(jiao)金額40.3萬(wan)億(yi)(yi)(yi)(yi)元(yuan),日均成交(jiao)1659億(yi)(yi)(yi)(yi)元(yuan),股市(shi)(shi)籌資總額6114億(yi)(yi)(yi)(yi)元(yuan);債券市(shi)(shi)場(chang)(chang)掛牌只(zhi)(zhi)數12089只(zhi)(zhi),托管量8.4萬(wan)億(yi)(yi)(yi)(yi)元(yuan),累(lei)計成交(jiao)216.9萬(wan)億(yi)(yi)(yi)(yi)元(yuan);基(ji)金市(shi)(shi)場(chang)(chang)只(zhi)(zhi)數達233只(zhi)(zhi),累(lei)計成交(jiao)7.2萬(wan)億(yi)(yi)(yi)(yi)元(yuan);衍生品市(shi)(shi)場(chang)(chang)全(quan)年累(lei)計成交(jiao)1798億(yi)(yi)(yi)(yi)元(yuan)。滬市(shi)(shi)投資者開戶數量已達29610萬(wan)戶。