上海證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)所(suo)成立于(yu)1990年11月(yue)26日,同(tong)年12月(yue)19日開業,受中國(guo)證(zheng)(zheng)監(jian)會監(jian)督(du)(du)和(he)管(guan)理(li)。上海證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)所(suo)致力(li)于(yu)創造透(tou)明、開放、安全(quan)、高(gao)效的(de)市(shi)場(chang)環境,主要職能包括:提(ti)供證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)的(de)場(chang)所(suo)、設施(shi)和(he)服(fu)務(wu)(wu);制定和(he)修(xiu)改證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi)所(suo)的(de)業務(wu)(wu)規則(ze);審(shen)核、安排證(zheng)(zheng)券(quan)(quan)(quan)上市(shi)交(jiao)易(yi),決定證(zheng)(zheng)券(quan)(quan)(quan)暫停、恢復(fu)、終止(zhi)和(he)重(zhong)新上市(shi);提(ti)供非公(gong)開發行(xing)證(zheng)(zheng)券(quan)(quan)(quan)轉讓服(fu)務(wu)(wu);組織(zhi)和(he)監(jian)督(du)(du)證(zheng)(zheng)券(quan)(quan)(quan)交(jiao)易(yi);對會員進行(xing)監(jian)管(guan);對證(zheng)(zheng)券(quan)(quan)(quan)上市(shi)交(jiao)易(yi)公(gong)司及(ji)(ji)相(xiang)關信息(xi)披露義務(wu)(wu)人進行(xing)監(jian)管(guan);對證(zheng)(zheng)券(quan)(quan)(quan)服(fu)務(wu)(wu)機(ji)構為證(zheng)(zheng)券(quan)(quan)(quan)上市(shi)、交(jiao)易(yi)等提(ti)供服(fu)務(wu)(wu)的(de)行(xing)為進行(xing)監(jian)管(guan);管(guan)理(li)和(he)公(gong)布市(shi)場(chang)信息(xi);開展投資者教(jiao)育和(he)保護;法律、行(xing)政法規規定及(ji)(ji)中國(guo)證(zheng)(zheng)監(jian)會許可、授權或委(wei)托(tuo)的(de)其他職能。
上(shang)(shang)(shang)(shang)海證(zheng)(zheng)(zheng)券交(jiao)易(yi)(yi)所(suo)下設(she)辦(ban)公(gong)(gong)(gong)室(shi)(shi)(黨(dang)委(wei)辦(ban)公(gong)(gong)(gong)室(shi)(shi)、理(li)(li)(li)事(shi)會(hui)辦(ban)公(gong)(gong)(gong)室(shi)(shi))、人力資源部(bu)(bu)(bu)(bu)(bu)(bu)(bu)(黨(dang)委(wei)組(zu)織部(bu)(bu)(bu)(bu)(bu)(bu)(bu))、黨(dang)建(jian)辦(ban)公(gong)(gong)(gong)室(shi)(shi)(黨(dang)委(wei)宣傳部(bu)(bu)(bu)(bu)(bu)(bu)(bu))、紀檢監(jian)(jian)(jian)察(cha)辦(ban)公(gong)(gong)(gong)室(shi)(shi)、交(jiao)易(yi)(yi)管(guan)(guan)理(li)(li)(li)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、發(fa)行上(shang)(shang)(shang)(shang)市(shi)(shi)服務(wu)(wu)中(zhong)(zhong)心(xin)(xin)、科創(chuang)(chuang)板(ban)上(shang)(shang)(shang)(shang)市(shi)(shi)審(shen)核中(zhong)(zhong)心(xin)(xin)、上(shang)(shang)(shang)(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)(si)(si)監(jian)(jian)(jian)管(guan)(guan)一(yi)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、上(shang)(shang)(shang)(shang)市(shi)(shi)公(gong)(gong)(gong)司(si)(si)(si)監(jian)(jian)(jian)管(guan)(guan)二部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、科創(chuang)(chuang)板(ban)公(gong)(gong)(gong)司(si)(si)(si)監(jian)(jian)(jian)管(guan)(guan)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、監(jian)(jian)(jian)管(guan)(guan)執行部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、巡回(hui)審(shen)理(li)(li)(li)協作(zuo)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、會(hui)員部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、債券業務(wu)(wu)中(zhong)(zhong)心(xin)(xin)、國際(ji)發(fa)展部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、產品創(chuang)(chuang)新中(zhong)(zhong)心(xin)(xin)、市(shi)(shi)場(chang)監(jian)(jian)(jian)察(cha)一(yi)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、市(shi)(shi)場(chang)監(jian)(jian)(jian)察(cha)二部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、法律部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、投(tou)資者服務(wu)(wu)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、企業培(pei)訓(xun)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、技術管(guan)(guan)理(li)(li)(li)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、信息管(guan)(guan)理(li)(li)(li)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、北京中(zhong)(zhong)心(xin)(xin)、財務(wu)(wu)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、內審(shen)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)(監(jian)(jian)(jian)事(shi)會(hui)辦(ban)公(gong)(gong)(gong)室(shi)(shi))、資本市(shi)(shi)場(chang)研究所(suo)、博物館(guan)保障部(bu)(bu)(bu)(bu)(bu)(bu)(bu)、香港(gang)辦(ban)事(shi)處、倫敦辦(ban)事(shi)處等(deng)30個(ge)內設(she)部(bu)(bu)(bu)(bu)(bu)(bu)(bu)門,基(ji)建(jian)工(gong)作(zuo)小(xiao)組(zu)(與竹園公(gong)(gong)(gong)司(si)(si)(si)合署)、自(zi)貿(mao)區交(jiao)易(yi)(yi)平臺籌(chou)備工(gong)作(zuo)小(xiao)組(zu)等(deng)2個(ge)臨時工(gong)作(zuo)小(xiao)組(zu),以(yi)及上(shang)(shang)(shang)(shang)交(jiao)所(suo)技術有(you)限(xian)(xian)(xian)(xian)責任(ren)公(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)所(suo)信息網絡有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)(shang)(shang)海上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)金(jin)融服務(wu)(wu)有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)(shang)(shang)海竹園工(gong)程(cheng)管(guan)(guan)理(li)(li)(li)有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)信息技術有(you)限(xian)(xian)(xian)(xian)責任(ren)公(gong)(gong)(gong)司(si)(si)(si)、中(zhong)(zhong)國投(tou)資信息有(you)限(xian)(xian)(xian)(xian)公(gong)(gong)(gong)司(si)(si)(si)、上(shang)(shang)(shang)(shang)證(zheng)(zheng)(zheng)數據服務(wu)(wu)有(you)限(xian)(xian)(xian)(xian)責任(ren)公(gong)(gong)(gong)司(si)(si)(si)等(deng)7家控股子公(gong)(gong)(gong)司(si)(si)(si),通過其(qi)合理(li)(li)(li)分(fen)工(gong)和(he)協調運作(zuo),有(you)效擔當起證(zheng)(zheng)(zheng)券市(shi)(shi)場(chang)組(zu)織者、監(jian)(jian)(jian)管(guan)(guan)者的角色。此(ci)外,上(shang)(shang)(shang)(shang)海證(zheng)(zheng)(zheng)券交(jiao)易(yi)(yi)所(suo)還參股了17家公(gong)(gong)(gong)司(si)(si)(si)(機構)。
上(shang)(shang)海證(zheng)券交(jiao)易所(suo)已發(fa)展成為(wei)擁(yong)有(you)股票、債(zhai)券、基(ji)金、衍生品四(si)大類證(zheng)券交(jiao)易品種、市場(chang)(chang)(chang)結(jie)構較為(wei)完(wan)整的(de)證(zheng)券交(jiao)易所(suo);擁(yong)有(you)可支撐上(shang)(shang)海證(zheng)券市場(chang)(chang)(chang)高效穩健運行的(de)交(jiao)易系統及(ji)基(ji)礎通信設施;擁(yong)有(you)可確保上(shang)(shang)海證(zheng)券市場(chang)(chang)(chang)規范有(you)序運作、效能顯(xian)著的(de)自律監管體(ti)系。依托這(zhe)些優勢,上(shang)(shang)海證(zheng)券市場(chang)(chang)(chang)的(de)規模和投資者群體(ti)也(ye)在(zai)迅(xun)速壯大。
截至2018年末,滬市(shi)(shi)(shi)上市(shi)(shi)(shi)公司家數(shu)達(da)1450家,總(zong)市(shi)(shi)(shi)值27.0萬(wan)億(yi)(yi)(yi)元(yuan)(yuan);2018年全年股(gu)票(piao)累(lei)計成(cheng)(cheng)(cheng)交(jiao)(jiao)金額(e)40.3萬(wan)億(yi)(yi)(yi)元(yuan)(yuan),日均成(cheng)(cheng)(cheng)交(jiao)(jiao)1659億(yi)(yi)(yi)元(yuan)(yuan),股(gu)市(shi)(shi)(shi)籌(chou)資(zi)總(zong)額(e)6114億(yi)(yi)(yi)元(yuan)(yuan);債券市(shi)(shi)(shi)場掛牌(pai)只(zhi)數(shu)12089只(zhi),托管量8.4萬(wan)億(yi)(yi)(yi)元(yuan)(yuan),累(lei)計成(cheng)(cheng)(cheng)交(jiao)(jiao)216.9萬(wan)億(yi)(yi)(yi)元(yuan)(yuan);基金市(shi)(shi)(shi)場只(zhi)數(shu)達(da)233只(zhi),累(lei)計成(cheng)(cheng)(cheng)交(jiao)(jiao)7.2萬(wan)億(yi)(yi)(yi)元(yuan)(yuan);衍生品(pin)市(shi)(shi)(shi)場全年累(lei)計成(cheng)(cheng)(cheng)交(jiao)(jiao)1798億(yi)(yi)(yi)元(yuan)(yuan)。滬市(shi)(shi)(shi)投資(zi)者開戶(hu)數(shu)量已(yi)達(da)29610萬(wan)戶(hu)。