國金(jin)證(zheng)(zheng)券(quan)股份有(you)限(xian)(xian)公(gong)司(si)(si)是一家資(zi)產質量優(you)良、專業團隊精干(gan)、創(chuang)(chuang)新能力突(tu)出的(de)上市證(zheng)(zheng)券(quan)公(gong)司(si)(si),是滬(hu)深300指(zhi)數、上證(zheng)(zheng)180指(zhi)數、上證(zheng)(zheng)180金(jin)融(rong)股指(zhi)數和上證(zheng)(zheng)中型企業指(zhi)數成份股,注冊地在四川省成都市。公(gong)司(si)(si)目前(qian)控股國金(jin)期貨有(you)限(xian)(xian)責(ze)任公(gong)司(si)(si)、國金(jin)鼎興投資(zi)有(you)限(xian)(xian)公(gong)司(si)(si)、國金(jin)創(chuang)(chuang)新投資(zi)有(you)限(xian)(xian)公(gong)司(si)(si),國金(jin)證(zheng)(zheng)券(quan)(香(xiang)港)有(you)限(xian)(xian)公(gong)司(si)(si)、粵海融(rong)資(zi)有(you)限(xian)(xian)公(gong)司(si)(si)、參股國金(jin)基金(jin)管理(li)有(you)限(xian)(xian)公(gong)司(si)(si)。
國金(jin)證(zheng)(zheng)券(quan)(quan)股(gu)份(fen)有(you)(you)限公(gong)司經(jing)(jing)營范(fan)圍包括:證(zheng)(zheng)券(quan)(quan)經(jing)(jing)紀;證(zheng)(zheng)券(quan)(quan)投(tou)資(zi)咨詢(xun);與(yu)證(zheng)(zheng)券(quan)(quan)交(jiao)易、證(zheng)(zheng)券(quan)(quan)投(tou)資(zi)活(huo)動有(you)(you)關的財務顧問;證(zheng)(zheng)券(quan)(quan)承銷與(yu)保薦;證(zheng)(zheng)券(quan)(quan)自營;融(rong)資(zi)融(rong)券(quan)(quan);證(zheng)(zheng)券(quan)(quan)資(zi)產(chan)管理;證(zheng)(zheng)券(quan)(quan)投(tou)資(zi)基(ji)金(jin)代銷;為期貨(huo)公(gong)司提供(gong)中間介紹業務;代銷金(jin)融(rong)產(chan)品。(依法(fa)須經(jing)(jing)批準的項目,經(jing)(jing)相關部門批準后方可(ke)開展(zhan)經(jing)(jing)營活(huo)動)。
國金(jin)證券股(gu)份有限公(gong)司還(huan)擁有參(can)與(yu)(yu)股(gu)指期(qi)(qi)貨(huo)、國債(zhai)期(qi)(qi)貨(huo)交(jiao)易(yi)業(ye)(ye)務(wu)(wu)(wu)(wu);股(gu)票質押式回購業(ye)(ye)務(wu)(wu)(wu)(wu);股(gu)票收益互換業(ye)(ye)務(wu)(wu)(wu)(wu);參(can)與(yu)(yu)利率互換交(jiao)易(yi)業(ye)(ye)務(wu)(wu)(wu)(wu);直接投(tou)資業(ye)(ye)務(wu)(wu)(wu)(wu);中小企業(ye)(ye)私募債(zhai)券主承銷業(ye)(ye)務(wu)(wu)(wu)(wu);向保(bao)險機構投(tou)資者提供交(jiao)易(yi)單元(yuan)服務(wu)(wu)(wu)(wu);約定(ding)購回式證券交(jiao)易(yi)業(ye)(ye)務(wu)(wu)(wu)(wu);全(quan)國銀行間(jian)同業(ye)(ye)拆借市(shi)場同業(ye)(ye)拆借業(ye)(ye)務(wu)(wu)(wu)(wu);滬港通業(ye)(ye)務(wu)(wu)(wu)(wu);私募基金(jin)綜合托管業(ye)(ye)務(wu)(wu)(wu)(wu)試(shi)點;銀行間(jian)嘗試(shi)做(zuo)市(shi)商;互聯網證券業(ye)(ye)務(wu)(wu)(wu)(wu)試(shi)點;柜臺市(shi)場業(ye)(ye)務(wu)(wu)(wu)(wu)試(shi)點;股(gu)票期(qi)(qi)權(quan)交(jiao)易(yi)參(can)與(yu)(yu)人;開(kai)展黃金(jin)現貨(huo)合約自(zi)營資格(ge)、上(shang)市(shi)公(gong)司股(gu)權(quan)激勵行權(quan)融資業(ye)(ye)務(wu)(wu)(wu)(wu)、合格(ge)境(jing)內機構投(tou)資者(QDII)資格(ge)等其他業(ye)(ye)務(wu)(wu)(wu)(wu)資格(ge)。
國金(jin)證券股份(fen)有限(xian)公司自成立以來,嚴格(ge)遵守各項(xiang)法律法規(gui),不斷完善(shan)公司法人治理結構(gou),建(jian)立了比較健全的內控(kong)制度(du),始終堅(jian)持合規(gui)管理和穩健經營。